A Open Problems

Some Open Problems Concerning Distance-Regular Graphs, the Thin Condition, and the \(Q\)-Polynomial Property

Paul Terwilliger


The questions below are unsolved as of May, 1993 (to my knowledge). A complete solution (or even a significant partial solution in some cases) to any one of these problems would be publishable. I have tried to estimate the level of difficulty of each problem listed below. A \(\star\) means I believe the problem is relatively easy in the sense that it can be solved using ideas from the course. There are no conceptual gaps to overcome that I am aware of (but the calculations might be quite difficult, however!). A \(\star\star\)\(\star\star\) means I have no idea how to begin to attack the problem. I am only mentioning problems of this kind to give you an idea about what is known in this field.


Dist: \(\Gamma\) is distance-transitive.

Q: \(\Gamma\) is \(Q\)-polynomial with respect to the ordering \(E_0, E_1, \ldots, E_D\) of the primitive idempotents.

Bip: \(\Gamma\) is bipartite.

Th: \(\Gamma\) is thin (over the field of complex numbers).

Few1: The subgraph induced on the first subconstituent of \(\Gamma\) with respect to \(x\) has at most \(5\) distince eigenvalues.

Few2: The subgraph induced on the second subconstituent of \(\Gamma\) with respect to \(x\) has at most \(16\) distinct eigenvalues.

Z: For all integers \(i\) \((2\leq i\leq D)\), and all triples \(u, v, w\) (\(u,v, w\in X)\) such that \(\partial(u,v) = 1\), \(\partial(v,w) = i-1\), and \(\partial(v,w) = i\), the number

\[z_i:=|\{y\mid y\in X, \partial(y,u) = \partial(y,v) =1, \partial(y,w) = i-1\}|\] is a constant that does not depend on \(u,v,w\).

The following implications are known:

\(\quad\) Q \(+\) Bip \(\to\) TH, \(\quad\) Q \(+\) TH \(\to\) Few1, Few2, Z.

\((1)\) \(\star\star\)\(\star\star\) Classify all the distance-regular graphs (with sufficiently large diameter). If necessary, assume some combination of the above properties. (My personal goal is to classify all the graphs \(\Gamma\) satisfying Q, TH. I expect this will take a number of years.)

\((2)\) \(\star\star\) Assume Q, Bip, and classify \(\Gamma\).

\((3)\) \(\star\) Find generalization to the theorems of the course for non-regular, bipartite distance-regular graphs.

\((4)\) \(\star\) Assume, Q, and let \(W\) denote an irreducible \(T\)-module with endpoint \(1\) that is not thin. Find a nice basis for \(W\) and find the matrices representing the adjacency matrix \(A\) and the dual adjacency matrix \(A^*\) with respect to this basis. Perhaps assume classical parameters. Theorem 30.1, and Lemma 31.1 should be useful.

\((5)\) \(\star\) Is it true that \(\Gamma\) is thin over the field of complex numbers if and only if \(\Gamma\) is thin over the field of real numbers? What does it mean for \(\Gamma\) to be thin over the field of rational numbers? The examples suggest that if \(\Gamma\) is thin over the complex numbers then it is already thin over the rational numbers. If this is true, it would be nice to have a proof. For the moment, suppose it is not true. Assume \(\Gamma\) is thin over the field of complex numbers, and define the splitting field of \(\Gamma\) to be the minimal extension of the rational field over which \(\Gamma\) is thin. Then the elements of the Galois group of the splitting field act on the standard module, and permute the isomorphism classes of irreducible \(T\)-modules. How are the isomorphism classes of \(T\)-modules involved related? Can the permutations be nontrivial?

\((6)\) \(\star\star\) Assume Q, and assume there is a second \(Q\)-polynomial ordering of the primitive idempotent. Prove TH. I believe in this case the first subconstituent has at most \(4\) distinct eigenvalues, and the constant \(\Psi\) from class if determined by the intersection numbers. It may be possible to classify all such \(\Gamma\).

\((7)\) \(\star\star\) Assume Q, and assume there is a second \(P\)-polynomial ordering of the distance matrices. I believe the same thing happens as in \((6)\) above.

\((8)\) \(\star\star\) A path \(y = y_0, y_1, \ldots, y_t = z\) in \(\Gamma\) is said to be geodetic whenever \(\partial(y,z)=t\). Let us say a subset \(\Delta\) of \(X\) is geodetically closed whenever all vertices on all geodetic paths with endpoints in \(\Delta\) are also in \(\Delta\). For any vertices \(y,z\in X\), observe there exists a unique minimal geodetically closed subset containing \(y,z\), denoted \([yz]\).

If the diameter of \([yz]\) equals \(\partial(y,z)\), we say \([yz]\) is a subspace. Furthermore, show the subgraph induced on \([yz]\) is distance-regular, and satisfies Q, TH. If this proves not to be the case, find a simple additional assumption on \(\Gamma\) under which it is true. (It seems to hold for the known examples). I believe these subspaces are the key to an eventual classification of the graphs satisfying Q, TH (and possibly all distance-regular graphs with sufficiently large diameter). In the examples, the partially ordered set of all subspaces, ordered by reverse inclusion, is some classical geometry. There are many classification theorems in the area of finite projective geometry. My hope is that given any \(\Gamma\), the partially ordered set of all subspaces is some highly regular geometry that can be classified using one of these theorems, leading us to a classification of the original \(\Gamma\). (By the way, I intend to explore this area in the course I am teaching next fall on partiallly ordered sets).


\((9)\) \(\star\star\) Assume Q, TH. Find a nice basis for \(E^*_2TE^*_2\) in a way that generalized what we did in class for \(E^*_1TE^*_1\).

\((10)\) \(\star\) Assume B, TH, and that the dimension of \(E^*_2TE^*_2\) is at most \(4\). Show that Q holds. Find a nice basis for \(E^*_2TE^*_2\).

\((11)\) It is not hard to show that in general

\[\begin{align} c_i\geq c_{i-1} & \quad (1\leq i\leq D),\\ b_i \leq b_{i-1} & \quad (0\leq i\leq D-1). \end{align}\] It is known that if \(\Gamma\) has at least one cyle \(y1, y2, y3, y4, y1\) such that \(\partial(y1,y3) = \partial(y2,y4)=2\) then \[c_i - c_{i-1} + b_{i-1} - b_i \geq a_1 + 2 \quad (1\leq i\leq D).\] This bound has proved to be quite fndamental. For example, the graphs \(\Gamma\) where equality holds for all \(i\) all satisfy Q, and in fact they are precisely the graphs of type IIA or IIC (refereng to p.10, 11 in the thick paper I handed out in class). These graphs have all been classified. I have some papers describing some more general bounds of the above sort, but they are unsatisfactory in the sense that the class of graphs for which equality is attained is not interesting, and may even be empty. Hence one problem (\(\star\star\)) is to find a bound that controls the growth of the \(c_i\)’s and the decrease of the \(b_i\)’s, where equality is attained for some nice, large class of graphs. Ideally, this class would contain all the known examples of \(\Gamma\) with sufficiently large diameter, or perhaps all the graphs \(\Gamma\) satisfying Q \(+\) TH. Specific proble (\(\star\)): Assume Z and redo the arguments in the above-mentioned papers. Dramatic improvements in the bounds obtained are expected (I did not realise the significance of Z and redo the arguments in the above-mentioned papers). Since Q \(+\) TH \(\to\) Z, the new bounds are expected to give important feasibility conditions on the intersection numbers of any \(\Gamma\) satisfying Q and TH.


\((12)\) \(\star\) Explore the class of graphs that are \(Q\)-polynomial with respect to each vertex. but not assumed to be distance-regular. Are these graphs in fact distance-regular or bi-distance-regular? (This result would be very esthetically pleasing to me, since as we have seen, the sibling property of being thin does not imply distance-regularity or bi-distance-regularity). If the answer to the above question is “no”, just what sort of regularity do these graphs have? For a graph that is \(Q\)-polynomial with respect to each vertex, how must the orderings of the primitive idempotents associated with adjacent vertices be related? Is it possible for a distance-regular graph to be \(Q\)-polynomial with respect to each vertex, but still not be \(Q\)-polynomial? (This is a completely new area. Up until now, the \(Q\)-polynomial property was only defined for distance-regular graphs.)

\((13)\) \(\star\star\) To what extent do the polynomial relations on \(R\), \(L\), \(F\) given in Theorem 30.1 actually characterize the \(Q\)-polynomial property? For example, suppose
\(\quad (i)\) \(L^2FE^*_i, LFLE^*_i, FL^2E^*_i, L^2E^*_i\) are linearly dependent for all \(i\) \((2\leq i\leq D)\).
\(\quad (ii)\) \(FLRE^*_i, FRLE^*_i\) are linearly dependent for all \(i\) \((0\leq i\leq D)\), and
\(\quad (iii)\) \(RL^2E^*_i, LRLE^*_i, L^2RE^*_i, LF^2E^*_i, FLFE^*_i, LFE^*_i, F^2LE^*_i, FLE^*_i, LE^*_i\) are linearly dependent, for all \(i\) \((1\leq i \leq D)\).

Then does Q hold? what if we assume TH? If not, what other graphs can one get? are they “almost” \(Q\)-polynomial in some sense (pserhaps many Krein parameters vanish, but not quite enough to imply \(Q\)). What is the essential assumption about the coefficients in the above dependencies that is needed to insure Q.


\((14)\) \(\star\star\)\(\star\) Assume Q and TH. Find the abstract structure of the Norton algebra \(N\). My intuition says that this structure can be computed in terms of the intersection numbers and a small list of additional parameters such as \(\psi\). The examples suggest that \(N\) is “almost associative” in some sense. Specific problem (\(\star\)) Find the precise structure of the Norton algebra for the examples \(J(d,n)\), \(J_q(d,n)\), \(\ldots\), and find some pattern. The dual of Theorem 30.1 is relevent to this problem. My intuition says that the idempotents of \(N\) should correspond to the subspaces of \(\Gamma\) referred to in problem 8, and that somehow the multiplication operation in \(N\) should be related to the meet and join operations in the geometry of subspaces referred to in that problem.

\((15)\) \(\star\star\) Assume Q and TH, and pick \(y\in X\). Show

\[T(x)\hat{y} = T(y)\hat{x}.\] (I can show this for \(\partial(x,y)=1\).) If the above line holds, then apparently \(H:=T(x)\hat{y} = T(y)\hat{x}\) is a module for the algebra \(T(x,y)\) generated by the Bose-Mesner algebra \(M\), the dual Bose-Mesner algebra \(M^*(x)\), and \(M^*(y)\). Observe the elements of \(M^*(x)\), \(M^*(y)\) mutually commute, and in fact that the maximal common engenspaces of \(M^*(x)\), \(M^*(y)\) are the \(E^*_{ij}V\) \((0\leq i,j\leq D)\), where \(E^*_{ij} = E^*_i(x)E^*_j(y)\). Find a nice orthogonal basis for each \(E^*_{ij}H\). Observe the union \(B\) of these bases is a basis for \(H\). Find the matrices representing \(A\), \(A^*(x)\), \(A^*(y)\) with respect to \(B\). Choose \(B\) so that the entries in these matrices are nice, factorable expressions in the intersection numbers and whatever other parameters are needed. In the case \(\partial(x,y)=1\), these entries can be deteermined from the intersection numbers and the parameter \(\psi\). If \(\partial(x,y)\geq 2\), presumably there are some more free parameters analoguous to \(\psi\) that play a role. My intuition says that as a \(T(x,y)\)-module, \(H\) is determined from the intersection numbers of \(\Gamma\) and \(t\) free parameters, where \(t = \partial(x,y)\).


\((16)\) \(\star\star\) Does TH and Few1 imply Z? If not, what extra assumption is needes?

\((17)\) \(\star\star\) Does TH, Few1, Few2, imply Q? If not, what extra assumption is needed?

\((18)\) \(\star\star\) Let \(\Gamma\) be an arbitrary grarph, not assumed to be distance-regular. Conjecture: \(\Gamma\) is thin if and only if for all integers \(i,j,k\), and all vertices \(x,y,z\in X\) such that \(\partial(x,y) = \partial(x,z) = i\), the number of vertices \(w\in X\) with \(\partial(w,x) = j\), \(\partial(w,y) = 1\), \(\partial(w,z) = k\) equals the number of vertices \(w'\in X\) with \(\partial(w',x) = j\), \(\partial(w',z)=1\), \(\partial(w',y)=k\). If \(\Gamma\) assumed to be distance-regular, then the conjecrure is true and there is a long proof in the thick paper I handed out in class (Theorem 5.1 (iii)) . A short, slick proof (assuming distance-regularity or not) is very much needed. If the conjecture turns out not to be true in the bi-distance-regular case, find some similar combinatorial characterization of the thin property.

There are a number of additional problems in section 7 of the thick paper I handed out in class. Essentially all the known examples of thin, \(Q\)-polynomial distance-regular graphs are listed in section 6 of that paper.

For each of the above problems, I have a good deal of background information to communicate, but unfortunately in most cases it is not in published form! If you tell me what problem you want to focus on, I can tailor a series of lectures this summer towards communicating what I know on the subject. But one key point: Often “I don’t know what I know”. If you are constantly asking probing questions of me it makes my job a lot easier: it often reminds me of information that is relevant that I had forgotten, or that I had forgotten was relevant.